Compliance Officer

32500 - 65000 GBP ANNUAL
Redstone Search Group Ltd
Saint Albans, United Kingdom
Unknown / Non-Applicable
Published 1355 days ago
Redstone Private Banking Search are leaders in the global provision of search solutions for the international private banking and wealth management markets. With coverage of a wide variety of Private Banks, Boutiques, Family Offices, Wealth Managers, Fund Managers and Investment Houses, Redstone Private Banking can offer tailored search solutions in a changing industry.
Redstone Private Banking Search are currently working with a niche UK private bank looking a compliance officer in London.
Key Responsibilities / Tasks
- Providing transactional, regulatory guidance and advice to the front office team members * Working with colleagues to ensure that compliance procedures are coordinated and implemented properly * Assist in developing risk management controls and policy training and implementation * Monitor changes in UK regulation and offer team guidance on new and existing business * Role reports into the Head of UK compliance
Key Qualifications / Experience
- Minimum of 5 years’ experience in the UK compliance market * Exposure to private banking compliance and detailed knowledge of relevant rules and procedures * Knowledge of FCA rules and UK private banking regulatory requirements * Experience in project management would be ideal * Located in London (happy to relocate)
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